The Financial Industry Regulatory Authority (FINRA) has suspended former Merrill Lynch and Wachovia stockbroker Henry Thomas Goode II for 60 days, beginning in April 5, 2010. FINRA found that Goode, of Melbourne, Florida, failed to execute a customer’s instructions to sell securities in the customer’s account, and the value of securities in the account declined dramatically with the customer suffering more than $1 million in losses. Goode also was fined $5,000.
You're about to use our sticky note tool to submit website requests to our team. Click the "Accept" button to download a cookie that will authorize you to see and use the tool on this device.
To leave a Sticky note, click the comment button and then click anywhere on the page.